FIRST SOUTHWEST COMPANY FORMS
These forms are Broker Dealer Specific. If you want to see which forms are currently available for your Broker Dealer, please call 800-985-2174. You can also download a free 30-day trial of Laser App that will include all of the forms available to your Broker Dealer.
Account Application
Customer Margin and Short Agreement
Delaware - Allowable Investments for IRA Accounts
Delaware - Approval for Distribution for IRA-SEP-Roth-Education
Delaware - Beneficiary IRA Change Form
Delaware - Defined Contribution Plan
Delaware - Distribution Form for Individual 401(k)
Delaware - Health Savings Account Application
Delaware - Health Savings Distribution Form
Delaware - Individual 401(k) Adoption Agreement
Delaware - Individual 401(k) Trust Document
Delaware - IRA Application
Delaware - Money Purchase Pension Plan
Delaware - Profit Sharing Plan
Delaware - Qualified Plan Distribution
Delaware - Simple IRA (5304)
Delaware - Simple IRA (5305)
Delaware - Simple IRA Distribution Form
Margin Disclosure Statement
Options Account Agreement
Options Disclosure and Risk
Special Statement for Uncovered Options Writers
