PERSHING FORMS
These forms are Broker Dealer Specific. If you want to see which forms are currently available for your Broker Dealer, please call 800-985-2174. You can also download a free 30-day trial of Laser App that will include all of the forms available to your Broker Dealer.
403(b) Information Sharing Agreement
403(b)(7) Custodial Account Adoption Agreement With Disclosure
403(b)(7) Custodial Account Without Disclosure
5304-SIMPLE
5305-SEP
Accommodation Transfer Authorization
Account Transfer Form
ACH Authorization Agreement
ACH Authorization Agreement for Retirement Plans
Affidavit of Domicile
Agreement Form Prime Brokerage Clearance Services
Asset Movement Authorization Form
Certificate of Sole Proprietorship
Change in Account Registration or Status
Community Property (Both Have Authority to Trade)
Community Property (Husband Has Authority to Trade) - PAR 537A
Community Property Agreement - PAR523A
Contribution Authorization
Corporate Resolution Certification
Credit Advance - Margin Agreement
Designation of Beneficiary
Direct Deposit Authorization
EasyPay Express Enrollment Form
Education IRA - Adoption Agreement Without Disclosure
Education IRA - Adoption Agreement With Disclosure
Federal Reserve Form T-4
Form 144
Form W8-BEN - Individuals
Guaranty of Account
Individual K - Designation Of Beneficiary
Individual K - Employee Data Worksheet
Individual K - Recordkeeping Agreement And Application
Individual K - Retirement Plan Contribution Form
Individual K - Standardized Adoption Agreement
IRA Asset Movement Authorization
IRA Contribution Authorization
IRA Distribution Request
IRA Periodic Request
IRA Resource Checking
Irrevocable Stock or Bond Power
Joint Account Agreement
LoanAdvance Disclosure Statement
LoanAdvance Leading Agreement
LoanAdvance Restricted Control Stock Disclosure
NetExchange Client Application - NetXclient
NetExchange Client Application - NetXclient - ID Choice
NetExchange Client Application - NetXview
NetExchange Client Application - NetXview - ID Choice
New Account
New Account - Institutional
Option Agreement and Approval Form
Partnership Account Agreement
Private Investment Form
Procash Plus Account Agreement
ProCash Plus Account Application
Prototype SEP Adoption Agreement
QRP - Flexible Non-Standardized
QRP - Flexible Standardized
QRP - Super Simplified Standardized
QRP Designation Of Beneficiary
Qualified Retirement Plan and 403(b)(7) Distribution Request Form
Request For Disposition of a Nontransferable Security
Retirement Plan Contribution Form
Rollover IRA - Adoption Agreement With Disclosure
Rollover IRA - Adoption Agreement Without Disclosure
Roth IRA - Adoption Agreement With Disclosure
ROTH IRA - Adoption Agreement with Disclosure - Mutual Fund Only
Roth IRA - Adoption Agreement Without Disclosure
ROTH IRA - Adoption Agreement without Disclosure - Mutual Fund Only
Roth IRA - Conversion
Select Link Application
Simple IRA - Adoption Agreement With Disclosure
Simple IRA - Adoption Agreement Without Disclosure
Simple IRA - Participation Notice And Summary
Trading Auth And Indemnification Form
Traditional IRA - Adoption Agreement With Disclosure
Traditional IRA - Adoption Agreement with Disclosure - Mutual Fund Only
Traditional IRA - Adoption Agreement Without Disclosure
Traditional IRA - Adoption Agreement without Disclosure - Mutual Fund Only
Transfer on Death Account Agreement - Individual
Transfer on Death Account Agreement - Joint
