FIDELITY RIA FORMS
These forms are Broker Dealer Specific. If you want to see which forms are currently available for your Broker Dealer, please call 800-985-2174. You can also download a free 30-day trial of Laser App that will include all of the forms available to your Broker Dealer.
Account Application - Business Registrations
Account Application - Collateral Accounts
Account Application - IDA Business Registration
Account Application - IDA Individual-Joint-Trust
Account Application - Individual-Joint-Trust
Account Application - IRA IDA Kit
Account Application - SEP-IRA Kit
Account Application - Traditional-Rollover-ROTH IRA Kit - Part 1
Account Application - Traditional-Rollover-ROTH IRA Kit - Part 2
Address Change
Advisor Authorization and Termination Form
Advisor Periodic Investment Plan Form
Affidavit of Domicile
Agent-Advisor Authorization and Indemnification Form
Alternative Investments Addendum and Custody Agreement
Asset Movement Authorization
Asset Movement Authorization for IDAS
Automatic Account Builder for Non-Retirement Accounts
Beneficiary Designation Form - IRA
BrokerageFlex Participant Fee and Commission Schedule
BrokerageFlex Participant Limited Trading Acknowledgement Form
BrokerageFlex Self-Directed Brokerage Option Form
BrokerageLink Authorization and Indemnification
Cashiering Hard Card
Certificate Release Request
Check Card Request Form
Check Distribution for Non-Retirement Accounts
Checkwriting Application - IRA
Collateral Account Journal and Distribution Request Form
Collateral Account Tri-Party Agreement
Contribution by Electronic Funds Transfer (EFT) - IRA
Contribution Guide - IRA
Control-Restricted Securities Questionnaire
Control-Restricted Securities Sellers Certification
Conversion Request - ROTH IRA
Corporate Resolution to Transfer Securities
Customer Agreement - IRA
Direct Deposit - Employee
Direct Deposit - Government
Directed Trustee and Paying Agent - Disbursement Correction Form
Directed Trustee and Paying Agent - Outstanding Plan Loan Balance Certification
Directed Trustee and Paying Agent - Plan Expense Disbursement Check Req
Directed Trustee and Paying Agrent - Tax Withholding Only Disbursement Form
Dividend - Capital Gain Payment Request Instructions
Dividend - Capital Gain Payment Request instructions - Retirement
Dividend Reinvestment Service Enrollment
Document Redirection Authorization
Durable Power of Attorney - Client Appointed
Durable Power of Attorney Affidavit and Indemnification Form
DVP-RVP Account Feature
EFT-Bank Wire for Non-Retirement Accounts
Electronic Funds Transfer for Retirement Plans
Employee Stock Option Notice of Intent and Agreement
Giving Account Information Access Form
IDA Advisor Auth-Termination-Acknowledgement
IDA Check Card and Checkwriting
IDA Customer Agreement
Individual-Directed Account Application - Individual
Institutional Broker Network Payment Instructions
Interested Party Request
International Wire for Non-Retirement Accounts
Investment Receipt Form
Journal Request
Mail Supression Request
Managed Account Application - Business Registrations
Managed Account Application - Individual-Joint-Trust
Managed Account Application - IRA - Traditional-Rollover-ROTH IRA
Name Change Authorization
Non-Qualified Deferred Compensation Plan Acct App
Omnibus Account Certification Form
Omnibus Account Trade Correction
Omnibus Redemption Fee Remittance Request
One-Time IRA Distribution
Options Account Application
Pension Benefit Plan Account App - Checkwriting
Pension Benefit Plan Account App - No Checkwriting
Periodic Distribution Request Form
Personal Withdrawal Service
Pledge Agreement
Premiere Select IRA Beneficiary Distribution Account (IRA-BDA) Kit - Part 1
Premiere Select IRA Beneficiary Distribution Account (IRA-BDA) Kit - Part 2
Premiere Select IRA IDA Customer Agreement
Premiere Select IRA IDA Kit - Part1
Premiere Select IRA IDA Kit - Part2
Premiere Select Required Minimum Distribution (RMD) Calculation
Prime Brokerage Services Agreement
Privacy Policy
Quarterly Confirmation Request
Recharacterization - IRA
Remove Legend Request
RS-TEM - 403(b) ICA Account Application
RS-TEM - Account Application Enrollment Form and Beneficiary Designation
RS-TEM - Registered Investment Advisor Authorization Form
RS-TEM - Texas A and M Account Application
RS-TEM - Texas A and M ORP Salary Reduction Acknowledgement-Change of Vendor
RS-TEM - Texas A and M ORP-TDA Transfer Verification Form
RS-TEM - Texas A and M TDA Salary Reduction Agreement-Change of Vendor
RS-TEM - University of Texas Deferred Comp Plan Enrollment form
RS-TEM - University of Texas ORP Account Application
RS-TEM - University of Texas Transfer Form for ORP-TSA and DCP
RS-TEM - University of Texas Transfer Verification Form
RS-TEM - University of Texas TSA Account Application
SEC Rule 701(g)(3) Sellers Certification
Self Employed 401(k) Single Withdrawal Form
Self-Employed 401(k) - Part 2
Self-Employed 401(k) Account Application
Self-Employed 401(k) Contribution Remittance Form
SEP IRA Contribution Worksheet
Separate Account Manager Termination and Replacement
SIMPLE IRA Adoption Agreement
SIMPLE IRA PlanManager Authorization Form
Simple-IRA Employee Kit
Simple-IRA Employer Kit
Standing Instructions - Bank Wire and Electronic Funds Transfer (EFT)
Statement Cover Page Set Up Form
Statement Householding Form
Stock or Bond Power
Suppression of the Fidelity Logo On Brokerage Statements
Tax Withholding Election - IRA
Trading Authorization and Indemnification
Transfer of Assets
Transfer on Death
Transfer Request for Spouse Beneficiary - IRA
Trust Custody Transfer of Assets for Unlike Registrations Form
Trustee Certification of Investment Powers
